Chapter 1 : the Ch’in Empire

 

I background

 

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II. The state of Ch’in

 

The early centuries (897-361)

 

The Reforms (361-338)

 

Growth and Triumph (338-221)

 

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III The Ch’in Empire

 

 

 

 

Summaries

 

Volume 1: the Ch’in and Han Empires (221 B.C.-A.D.220)

 

Chapter II: The Former Han Dynasty

 

Annexes

 

Volume 2: coming soon

 

Index

 

 

Chapter 1: The Ch’in Empire(II):

The State of Ch’in

 

 

 

High Ranking Officer

 

copyright© Emperor Qin’s Terra-cotta warriors and horses museum

 

 

 

 

 

The Early centuries (897-361)

 

 

 

The story of the Ch’in state begins when Fei-tzu, chieftain and horse breeder, is given an appanage located in the Kansu province by the King of Chou, so that he could raise horses for the Chou dynasty (the date of that event is traditionally 897 B.C.). Soon, Fei-tzu’s descendants would take the title of Duke. The capital of the appanage then shifted east several times, the last being in 350 when Hsien-Yang became the capital.

 

Ch’in was the westernmost state of all the seven major Chinese states. The first task of the early rulers was to keep the barbarians (the Jung tribes) at bay, which seems to have been achieved in 623 after a major victory. Actually, those barbarians, once a pastoral people, became sedentary over the years. They lost many territories to the Ch’in during their confrontations. However, it looks like they and other tribal neighbors were of great influence over the people of Ch’in; for this reason they were regarded by other  states as “un-Chinese”, even as “barbarous”. Ch’in also borrowed several traditions and cultural events from its eastern neighbors, among which the infamous human sacrifices accompanying the death of a prominent person.

 

Many institutional changes occurred in Ch’in during this period, notably:

 

·         The first county was established in 456 administration

 

·         The first taxation of grain was introduced in 408 =shift in peasantry’s conditions

 

·         First became a full principality in 770 politics

because the Duke Hsiang provided protection to the king of Chou who was fleeing east after a barbarian attack

 

·         The size of the state fluctuated in time (it increased after defeating the Jung in 623, but lost to the neighboring state of Wei to the east in 385)

 

The Reforms (361-338)

The reforms are vital to understand the next events, among which the unification of all seven states under one banner. They were due to Duke Hsiao and his adviser Shang Yang, a Legalist. Of good birth, he was first a minor official in the state of Wei, but because he didn’t get any recognition for his loyal service, he answered the call for help to regain the territories lost in 385 of the new ruler of the neighboring –and enemy- state of Ch’in. He soon gained the Duke’s confidence and succeeded in the appointed task in 340. For this achievement he received a fief with the title of lord. He didn’t survive the duke very long, succumbing to the ploy of the enemies he had at the court. But before that, he’d had more than to decades to think and apply his economic and political reforms.

 

Some of them restricted the power of the landlords relatively to that of the state:

 

v      Political changes: a part of Ch’in was divided into 31 counties and administrated by magistrates appointed by the central government (there is therefore no hereditary succession at this post)

 

v     Agrarian changes:  land is more equally divided among the peasants and they don’t work directly for the overlord anymore, as labor service is replaced by taxation in kind; moreover, it becomes possible to buy and sell the land, attracting new people in the relatively low-populated Ch’in

 

Other reforms include:

 

v     Law: there’s an emphasis on the law as a way to uphold power, and on the principle of the equality of all before it. New laws are posted to the view of the public, and a system of rewards and punishments is established

 

v     Group responsibility: the population was divided into units held collectively responsible, a system that will be carried out repeatedly in China. There was also a clear attempt at limiting the family solidarity with several laws (2 male adults couldn’t live under the same roof or would have to pay heavy taxes, etc), but it is hard to know to which extent those were applied in real life

 

v     Incentives: with the creation of a hierarchy of honorary ranks, first used to acknowledge military achievements, but then also in civil life

 

v     Economic policy: Shang Yang’s ideal society was that of a majority of settled peasants, while he tried to prevent merchants and industrialists from gaining ground in the Chinese society by encouraging agriculture against the trading and making of luxury goods

 

v     Standardization of measures: finally, Shang Yang was very interested in everything quantitative and statistical, thus his impulse towards a standardization of weights and measures

Growth and triumph (338-221)

Military growth (338-250)

 

By 325, all major state rulers had taken the title of king, supposedly reserved to the leader of the Chou, an indication of the difficult spot in which the House of Chou found itself. It will finally be destroyed by Ch’in in 256. Meanwhile, in Ch’in, the new office of chancellor was instituted.

 

Thanks to its geographical position (the natural protection of the mountains on its west flank), Ch’in could militarily gain new territories at a steady pace during this century, while at the same time securing its own borders and weakening its rivals by gaining new territories at his frontiers at their expense. Those were thus forced into diplomatic activity, either to withstand Ch’in’s advances or to cooperate with it. But the most impressive figures reported regarding this period is the number of campaigns of Ch’in’s army and the casualties (there would have been 1’489’000 killed in the conflict during 130 years –a figure difficult to believe)

 

Final conquests and triumph (250-221)

 

Cheng was the name of the first emperor of China. He was born in 259 and first ruled as king, as it was the custom, until the unification in 221; it’s during this period that emerged two major figures of Ch’in’s politics of that time:

 

·         Lü Pu-Wei: His place of birth is actually unknown, although it seems certain it wasn’t in Ch’in proper. He became one of the richest merchants of his time, probably thanks to luxury goods. He met and became friends with a relative of the heir apparent, Tsu-ch’u, and succeeded then in convincing the heir to accept Tsu-ch’u as his proper heir. The king of Ch’in died in 251 and the heir apparent a year later, enabling his own heir to become king in turn until his death in 247. At that time, his son, Cheng, succeeded him to the throne; it may well be that he was indeed Lü Pu-Wei’s son, since his mother was Lü Pu-Wei’s concubine until he agreed to give her to Tau-Chu although she was already pregnant.

 

Lü Pu-Wei became then chancellor until 237 under Cheng’s rule. He was given a title and revenues, a unique fate for a merchant in Chinese History. He also tried to gain prestige by surrounding himself with gentlemen and scholars. His downfall came when he resumed his relations with Cheng’s mother, the king banishing him when he learned of it, and died during his march to exile.

 

·         Li SSu: Also a foreigner who arrived in Ch’in in 247 after studying with the major Confucian thinkers of that time; he first was a follower of Lü Pu-Wei, and thus gained access to the king, whom he advised until 237 when a decree ordered the expulsion of all foreigners for reasons still unclear to us. He persuaded the king to cancel the decree thanks to the eloquence of a memorial he presented on the question. From then on, he had a brilliant career till his death in 208, short before the downfall of the Ch’in dynasty.

 

By 221, the armies of Ch’in had conquered all resistance against his rule over the former seven states and the House of Chou. Let’s have a look at the fundamental reasons behind this triumph:

 

v      Geography: as was already suggested above, Ch’in location provided natural protection from invasions and isolation from other states

 

v      Agriculture: did not determine but reinforced Ch’in’s march to Empire, especially thanks to two major irrigation constructions, the Cheng Kuo canal and the irrigation system of the Ch’eng-Tu plain, the former even turning bare lands into fertile regions

 

v      Military experience: because of all the battles it sustained against non-Chinese attacks, Ch’in’s armies acquired a crucial experience for later campaigns

 

v      Readiness to break with tradition: since Ch’in did not share the same cultural traditions as the other Chinese states, they were more ready to introduce radical changes

 

v      Readiness to employ foreign talent: Ch’in had a long tradition of employing foreign talents, as demonstrated above, to make up for its cultural “backwardness”; those proved to be some of the finest statesmen in Ch’in’s history

 

v      Rulers and their court: Ch’in was lucky enough to be ruled for almost one and a half century by long-lasting rulers, surrounded by highly competent and helpful advisors

 

v      Administration: considered maybe as the most important factor in Ch’in’s triumph, what we know of the law of that time comes mainly from a text discovered in the grave of a provincial official, dealing mostly with administrative law. Penalties mentioned are certainly outrageous for today, but not so much compared with other periods in most countries. But what may have been an important factor is the emphasis on efficiency and precision in administrative procedures, on the exactitude in of the quantification of data, and on the improvement of agricultural production and conservation of natural resources.

 

Many would also list a certain superiority in terms of metallurgy with a more intensive use of iron than its neighbors, but the archeological evidence seems to testify against this theory, as the weapons recovered are mostly bronze  

 

 

III: The Ch'in Empire