Chapter 2: The Former Han Dynasty

 

I The founding of the dynasty

 

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II The consolidation of the Empire

 

The reign of Hui-ti

 

Wen-ti and Ching-ti

 

Internal policies and foreign relations

 

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III The full force of modernist policies

 

 

 

Summaries

 

Volume 1: the Ch’in and Han Empires (221 B.C.-A.D.220)

 

Chapter I: The Ch’in Empire

 

Chapter 3: Wang Mang and Han Restoration

 

Annexes

 

Volume 2: coming soon

 

Index

 

 

Chapter 2: The Former Han Dynasty

II The Consolidation of the Empire (195-141 BC)

 

 

 

Female dancer, early Western Han dynasty (206 B.C.–9 A.D.), 2nd century B.C.
China

 

copyright© Metropolitan Museum of Art

 

Those years were spent mainly on reinforcing the authority of the central government over China, at the expenses of an expansionist foreign policy. The importance of the kingdoms diminished, while the direct control of the imperial government advanced following the Yellow and Huai rivers. The improvement of the tax collection led to more resources for the central administration. The biggest threat to the Han Dynasty during all these years was the bid of the Empress Lü and her family for power, as she will dominate the country for some 15 years.

 

 

 

 

 

The reign of Hui-ti (195-188BC) and the Empress Lü

 

 

 Long before becoming the Emperor, Liu Pang had married a woman from the Lü family; they had one son and one daughter. When he became king of Han, his son was nominated heir apparent, title that would remained unchanged until the death of Kao-ti, although it seems that he may have wanted to nominate the son of one of his consorts. However, it is his first son who will become Emperor under the name Hui-ti in 195 BC, at only 15.

 

In the Standard Histories, his mother, the Empress Lü, was described as particularly wanton and cruel. She achieved some gruesome acts, like the poisoning of her son main rival for the throne, as well as the murdering and mutilation of his mother, scaring her own son so much he would not meddle into the affairs of the state until his death, in 188 BC.

 

The most important achievement under his reign was the fortification of the capital, Chang-an, which took five years, and required at some points the strength of 150’000 people, mostly from the city itself and its surroundings. Each wall was between 5 to 6 km long, 8 meters high and 12 meters wide. Inside these walls could be found the Wei-yang Palace, as well as lodges where the kings would live when they came every year to pay homage to the Emperors, and various markets. The walls were facing the four points of the compass, but only the east wall forms an uninterrupted straight line. The others were slightly irregular, which may have been due to topology or designed to follow the figures of some constellations, as a good omen; this way, the city would be linked to the most enduring patterns of heaven. They were flanked by defensive towers, and each walls had three very large gates

 

Also, shrines all over the country were established in memory of the late Emperor, an example followed later on by other members of the dynasty. But those shrines were a great expense in terms of maintenance, and their number would eventually diminish.

 

As his wife had been with no child, it is the son of one of the consorts of Hui-ti, Shao-ti Kung, who succeeded him for 3 years as he was but a mere child, until he was followed himself by a very young boy, Shao-ti Hung, giving thus the possibility to Kao-ti’s widow to effectively lead the Empire as regent, although she had never been officially recognized as such. She had her own family members being nominated as kings in some 4 kingdoms; she also appointed some of them as generals, giving her the effective mastery over the armed forces within Chang-an. Yet she failed to keep foreign attacks at bay, both north (Hsiung-nu) and south (Chao To, king of Nan-yüeh).

 

She died in 180 BC, as her family occupied the most important positions in the government, namely chancellor and general of the army. They tried to overrule the Han dynasty, but the relatives of Kao-ti, still holding three kingdoms, gathered their forces, marched on the capital and eliminated the Lü family

 

Wen-ti (180-157 BC) and Ching-ti (157-141 BC)

 The problem arose as to know who should be chosen as the new emperor, and for which reasons. There were many factors in favour of the king of Ch’i, grandson of Kao-ti, one of them being that it had been following his initiative, and under his leadership, that the Lü family had been eliminated. But it was feared that his –as well as Huai-nan king’s, another contestant- mother would follow in empress Lü’s footsteps. Thus it was Tai’s king and Kao-ti’s son, Liu-Heng, who received the imperial seal and became Wen-ti, the new emperor.

 

His relatively long reign, as well as the peaceful transition to the next emperor, his son Ching-ti, provided some sense of continuity, creating a favourable environment for the development and organization of China. The absence of foul plays at the court was also due to the fact that Wen-ti’s wife, the empress Tou, was strongly into Taoist writings, keeping her from having any interest in messing with state affairs. Furthermore, it also influenced her son; only after his death did the modernist policies become more intensively applied.

 

From 179 to 143 BC, central power grew as the inner borders changed markedly. The situation in 179 was pretty much the same as it was at the end of Kao-ti’s reign, with 19 commanderies and 11 kingdoms, against 40 commanderies and 25 smaller kingdoms in 143. The threat of separatism was strong, since kings, especially those who were from remote areas, and who had already known independence previously and possessed enough natural resources, where tempted to rebel against the imperial government in order to enjoy those resources for themselves and avoid paying taxes; moreover, family ties that were supposed to keep those kings loyal to their emperor, had weakened significantly.

 

The central government either waited for the kings to die without an heir (Chang-sha, Liang), or to start a rebellion, which allowed them to intervene lawfully. They would divide the kingdoms into a handful of small ones, given to the emperor’s relatives, and into commanderies placed under its direct rule. Those changes were particularly profound in areas potentially vulnerable to foreign attacks; they no longer counted on the kings to defend the empire.

 

Two men played a key-role in all this as advisers: Chia I and Ch’ao Ts’o, both modernists aware of Confucian precepts.

Internal policies and foreign relations

The government, by 150 BC, could exercise a more direct and intensified control, especially over the highly productive areas; at the same time, under Chia I’s influence, it became less oppressive (8 amnesties, some severe punishments abolished, and the rate of tax on produce was significantly reduced). By 141 BC, at Ching-ti’s death, the bases of the Han government had been established.

 

Some 9/10 of the population was living in the countryside. Most were peasants, and a few were craftsmen working for the emperor and his relatives. All men between 23 and 56 would also be trained 2 years for the armed forces or on security duties. They would also work one month a year for the state in labour gangs.

 

Finally, this period witnessed a renewal of state cults, especially regarding the Five Elements.

 

On the foreign relations front, China was still threaten by the Hsiung-nu; they would attack from the north, an agreement would be found until a new leader would take the lead. This pattern will be repeated a few times over until a system of beacons and watchtowers was built in 160 BC. Around the same time, Chao T’o was persuaded to renounce to the title of emperor he had taken during the regency of the empress Lü, and to renew his allegiance to the emperor.

 

 

 

III: The Full force of modernist policies: coming soon!