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Chapter 1: The Early Settlements of Western Asia (from the 9th to
the 5th
millenium BC)
Note 1: covers the VII (a) chapter of CAH
Note 2: all dates are BC, unless
otherwise indicated
Note 3: All references outside CAH
are referred to in the text
Note 4: with the new discoveries
made every day, this and the following chapters may be somewhat out of date
on certain points, they will be updated with further readings later on as
soon as possible
Generalities
The “Neolithic
Revolution” (food-gatherer®food-producer) takes place first in
the Near East. Although the process has been
labeled a “revolution”, it was in fact a slow one, starting with the
appearance of our species (Upper Paleolithic) which first representants
were both religious and artists, but still hunters depending on their
environment.
Settlements with evidence of domestication (sheep)
appear as early as 9000 BC in various places in the Near East, while
agriculture appears somewhat later, being a decisive step towards
civilization by ensuring regular food supplies and leading to a
specialization, and thus a diversification in labour.
If the Near East, and more
specifically the highlands (and not Mesopotamia and Egypt), were to
witness those developments first, it at least partly is because they had the
right combination of animals and plants that could be domesticated, in conjonction with their climate.
The Zagros
Zawi Chemi (pre-pottery neolithic, 10’000-9’000 or maybe even later,
as some radiocarbon data seems to indicate) is the earliest
village discovered, not far from the river in the valley of the great Zab, at 425 meters above sea level. It was constituted of
round huts made with river boulders (about 4 m. diameter), of primitive
making, and of some large storage pits, that indicate sedentarity. Hunting was the main occupation, with what
seems to be the first traces of domesticated animals, and also plants being
part of diet, although it is hard to tell if they were cultivated or not (in
fact, it seems important to underline that the remains of both animals and
plants have led to different interpretations about possible forms of
domestication). The technics are both old and new,
and the evolution in tools is a further proof of the long period of
occupation; only few artefacts were found and no
clay objects. Lots of tools are bone, some are also orned.
They were some luxury items as well.
The people living at Zawi
Chemi during summer went to the Shanidar Cave in winter,
where a cemetry (26 burials) and evidences of a
funeral cult have been found. It also bears evidence of trade with other
areas, thanks to some obsidian, which is not an indigenous rock, found there,
obviously from Anatolia.
Karim Shahir (9000-7000 although it seems
that no sure estimate has been given so far), that will give its name to the
culture of this region during that period (actually, Zawi
Chemi is said to be of Karim Shahir culture) may be the
only continuity link between Zawi Chemi and Jarmo. The flints are
better made here than in the first, and various objects have been found such
as clay figurines, stone rings and bracelets. In the CAH, it was said that
there was no evidence of domestication, but that doesn’t seem to be a common
opinion anymore.
It seems that this site was also seasonal, as there is no continuity
evidence.
Jarmo (7000-5800(?)) is in fact the first permanent settlement, and the oldest undiscussed
agricultural community. It was quite small (about 20-25 houses for 100-150 people) compared to
contemporary sites like Jericho. The mud-walled houses were on stone foundation and of rectangular
plan, and even had a chimney in the latest levels, which indicate a permanent
occupation, and moreover a great advance in architecture compared to the
former round huts. There is also a great diversification in the blade
industry, and the tool range covers now more areas than that of the preparation
of food. There was also an important quantity of imported obsidian.
The top five levels of the excavations contained
pottery of two successive types as well. One was imported from the East (in
6100 from Tepe Guran, see
below) and was painted in red with blobbed lines. It will be followed by a
more crude one produced locally from 6000 till the end of the occupation of
this site.

Jarmo’s excavations, level 2
copyright©The Oriental Institute of the University of
Chicago
The
southern Zagros is of particular importance since
it covers parts of the future states of Sumer and Elam.
Ali-Kosh (or Ali-Kush in the CAH, or even Bus Mordeh
from the name of the earliest phase identified on the site), in the Deh Luran plane in Iran,
may well have been contemporary of Jarmo (about
7000-5700). Its situation near the Iranian Plateau allowed the site to have
sufficient rainfalls for dry farming, and it was only 4 meters above a winter
grassland, which obviously attracted the first inhabitants who were goat
herders. This site went through 3 distinct phases. The Bus Mordeh phase (7000-6500) saw an economy dominated by
hunters-gatherers, although they started to grow a couple of domestic plants
as well. The houses seem to have been circular in form and of slabs of clay,
pottery was unknown and the tools, mainly flints, are alike those of Karim Shahir.
The Ali-Kosh phase (6500-6000) saw a lot of progress made in the
complete domestication of some animals and of plants. The walls are now of
mud-bricks and plastered. Obsidian is found alongside flint, and the stone
industry is now closer to that of Jarmo. Also to be
noted the discovery of hammered copper and weaving.
With the
Muhammad Ja’far phase (6000-5700) we come at last
to the first use of pottery, which seems to have originated from the western
highlands. There is a great increase of domesticated animals, but a decline
of cultivated plants. The houses are now on stone foundations and the finds
in tools show an unpreceded variety. The site will
be deserted after this period.
In the Iranian
highlands were found 2 mounds as old as Zawi Chemi, and one of them, Ganj-i-Dareh
Tepe, had deposits of solid architecture, sign
of a permanent settlement. Despite being composed of tents or huts, and thus
being seasonal, the site of Tepe Sarab (6300-6000 (?)) was more advanced, with
evidences for agriculture, some monochrome and painted ware also found in Tepe Guran (see below) and clay
figurines of the Mother Goddess and naturalistic animals.
Tepe Guran (roughly 6500-5500) is in fact the name given to a total of 18
building levels. The first levels show seasonal occupation like at Tepe Sarab, but those occurred
earlier. Bigger animals could be hunted and agriculture appears. From about
6300, the settlement rapidly becomes permanent, mud-brick houses replacing
wooden huts. Pottery identical to that of upper Jarmo
is developed, and will later (about 6050) become that known as Tepe Sarab, with finer ornamentation.
During this same period, clay figurines occur, while metal is still unknown.
Syria and Lebanon (7th and 6th millennia)
Little is
known about the culture and the people in these regions between the 10th
and 8th millennia. The earliest remains thoroughly investigated
are from the 7th millenium at Ras Shamra and Tell
Ramad (Syria),
which developpment is linked to those of Jericho, Beidha and the Jordan Valley.
Jericho (Tell-Sultan), had been inhabited periodically during the mesolithic already,
but continuous occupation began from before 9000. Some of the first
levels are identified as Pre-Pottery Neolithic A (8350-7370). Pre-Pottery
Neolithic B has more than 20 building levels and covers the 7th millenium (7220-5850),
with large, rectangular and well-built houses divided into 1 main room and
1-2 ante-room(s), and which walls were plastered. Burial habits seem
peculiar. Goat and plants were domesticated, which is unlike early Tell Ramad (before 6250). Otherwise, both sites show great
similarities, while those with Ras Shamra are less obvious.

Jericho: neolithic
tower
Later Tell Ramad (6250-5950) shows great progress in
domestication and agriculture, and the apparition of white chalky ware, as
well as crumbly pottery. At that time, such ware was still unknown in Palestinia. The stone industry was, again, mainly flint
with a faint presence of obsidian.
The site of Ras Shamra shows
indeed the use of various forms of pottery simultaneously, forms that derived
from those found earlier in other regions, like the Anatolian Plateau. The technics improve as they make slowly their way south to Byblos, then to Palestine and Jordan. They also arrived to Cyprus,
but pottery was soon abandoned for magnificent stone vessels (6000). The
houses are rectangular and their walls and floors are plastered. The use of
clay, as the stone (flint) industry, resembles that of Catal
Huyuk at about the same time.
The period
known as Ras Shamra V A
is contemporary with that of Early Neolithic at Byblos (6000-5400). Both pottery and flint industry are developed, while
the work on obsidian continuous to be based on that of Catal
Huyuk.
Generally
speaking, inventions and improvements tend to spread from Anatolia southwards until Palestinia and the Jordan
valley, which seem to turn back to nomadism at
around 6000. Similar observations can be made for regions east of the Euphrates like Buqras, where the early farmers ultimately fail to
establish permanent settlements for a prolonged period of time. One of the
reasons given is that maybe plants imported from the mountains where not then
accustomed to the climatic conditions of the lowlands. Buqras
was an early village where 3 phases can be distinguished by the progresses
made in architecture (from pisé to mud-brick walls)
in pottery (some sherds appear in the last phase)
and in the economy (domestication in the last levels).
The Mesopotamian Plain
It is thanks
to a pluviosity enough for dry farming that people
started to settle in northern Mesopotamia to spread southwards when irrigation was known. The first traces
of settlements in the plain are found by the site of Tell Hassunah,
which gave its name to the earliest pottery making culture,
supposedly beginning in the early 6th millennium BC
(6000-5250). Soon, agriculture
follows, extending southwards till Tell es-Sawwan.
The architecture and the cemetery discovered there show great sophistication,
especially from the third phase (Hassunah III), as
one of the buildings was identified as a temple and the graves contained numerous
objects among which vessels and various types of statuettes. Houses typically
had multiple rooms arranged in fine rectangular plans. Tools in the first
phase are typical of an agricultural economy; some arrowheads look like those
found in Anatolia, maybe a proof of contact. After that, the stone industry became
poorer.
But what
remains the most sticking feature of Hassunah is of
course the pottery. The first type of ware appearing (Hassunah Ia) is unpainted fine burnished bowls along with coarse light-coloured jars. It has similarities with that of Jarmo at the same time and seem to have been distributed
widely around its native area. In phases Ib and II,
the plain ware coexists with a simple one that is painted or incised. This
latest pottery show great improvement both in form and decoration (although
the surface is now unburnished) from Hassunah III and became a standard of Hassunah
culture. Also to be noted that it is at that time that appears an imported
pottery, the Samarra ware.
There isn’t too
much known about the Samarran culture (5500-4800)
outside pottery. As its origins lie farther south, people must have mastered
some form of irrigation to produce enough food.
Therefore, agriculture must have been the principle activity in this mixed economy.
The pottery in itself is more sophisticated than that of Hassunah,
with the introduction of naturalistic patterns (humans, animals and vegetals), some imitating motion, on top of rich
geometric ones. Its influence can be noticed in Syria,
by the Turkish border or in the Eridu. It is
finally contemporary with the next culture to develop, the Halaf culture.
The Halaf ware can be found simultaneously with
Samarra’s at Tell Hassunah
by 5300, both completely replacing the local ware; this overlap can be
witnessed in many other sites, including that of Tell Halaf,
that gave its name to the culture that spread as far as to the Anatolian
plateau north and the foothills of the Taurus, but didn’t reach as far south
as the Samarran ware. The origins of Halaf are still unknown for sure, some theories placing
it somewhere near Khabur, or between the Euphrates and the Jaghjagha rivers.
The most
representative site is Arpachiyah, where 3 phases
–Early, Middle and Late Halaf- can be
distinguished. In middle Halaf, the famous tholoi appear, circular domed houses on stone foundation
(up to 19 m. diameter with an ante-room). The largest buildings appeared at
the center of the village, suggesting they were probably used as shrines. It
is only in Late Halaf that houses’ remains show
several rectangular rooms, with walls of pisé (no
mud-bricks were used in Mesopotamia until the ‘Ubaid period). Tholos houses are found in a vast area including Nizip in Turkey.
The stone
industry used flint as well as obsidian, show a great diversity in tools, and
developed also ornamental objects, some of them being the most beautiful exemples found in early cultures (vases, beads, necklace
links….). Yet the statues of Mother Goddess are mostly of clay. Also to be
noted that Halaf used both lead and copper, a first
in Mesopotamia.
Everything
suggests the economy was based on mixed farming, with full time
specialization in pottery and metalworking among others. The number of
different workshops suggests also that the village produced lots of goods and
therefore was a center of trade. The specialization probably helps explain
why the ware found in Arpachiyah is far superior
compared to that of other Halaf centers found in Syria.
In Early Halaf are found shallow bowls along with
simple ones, decorated by simple geometric designs and lines enclosed in
panels, as well as naturalistic animals. Typical of Arpachiya
are also cream-bowls with beveled base. In Middle Halaf,
the geometric patterns become much more sophisticated, and some shapes are
reminiscent of metallurgy. By Late Halaf, the ware
found in northern Iraq show beautiful polychrome patterns, especially on plates and
vases.
Also, one must
underline the great homogeneity in shapes and style over time and within the
large area where Halaf ware is present, despite
local characteristics. Besides, this ware show similarities, especially in
terms of patterns (animals, double-axe….), with Anatolian ware, whereas it
has little in common with either Hassunah or Samarra. This fact has led some
speculation about the origins of Halaf culture,
maybe developed by nomadic or semi-nomadic people who were from the foothills
of the Taurus, and therefore aware of the Anatolian cultures, although this
far, nothing’s for certain.
West of Yunus and Tell Turlu, it seems
that the import of Halaf culture has stimulated and
influenced local traditions, as seem to indicate evidences found in the Amuq plain and Ras Shamra. Some Halaf shapes are
adopted in ware, and motifs are mixed with some typical of Samarra or changed (for instance, the “egg-and-dot” becoming an eye
pattern), giving birth to the “Syrian Halaf” ware.
With time, local assimilation of those foreign influences become more
evident, up to the point where a whole new monochrome, red-wash ware appears,
and coexists with another ware clearly a development of local pottery.
Finally, sites
like Tell Ramad and Byblos
show no architectural remains, coarse pottery and old Neolithic stone
industry, with apparently a sharpe decline in
prosperity which leads, by the end of the period (about 4500, contemporary
with Late Halaf), to a return to nomadism and barbarism.
Susiana and Southern
Mesopotamia
In the area of
Deh Luran, after the
abandonment of Ali-Kush (see above), we can pick
up, some time later (about 5500?), with cultural development in the region at
Tepe Sabz,
where the lowest levels are a continuation to the Muhammad Ja’far phase. The same rectangular rooms and mud-brick
walls appear, with now pisé used for interior
walls. Also pottery typical of the Muhammad Ja’far
phase at Ali-Kush is present alongside Susiana ware. Agriculture is now solidly implanted, as is the
domestication of cattle, goats and sheep. Weaving is known, and inspired
textile motifs found on pottery. Several other sites like this one with Susiana I ware can be found in the region of the lowlands of Khuzistan.
We have until
now only a partial view of the ware of the region, called Susiana. This is a buff ware painted mainly in black or brown with most
of the ornament in reserve and closed patterns, with the shapes showing some
similarities with Hassunah, Samarra or even with ware from west Iran.
This Susiana ware knows little development over time in terms of shape, while
locally, naturalistic ornaments appear, as well as some stylized motifs also
found in Halaf pottery (flowers, double-axe….). It
is the relations between this culture, that of western Iran (Giyan) and that of Southern
Mesopotamia (Hajji Muhammad) that will
give birth to the famous ‘Ubaid
culture.
Further west
and south-west, in lower Mesopotamia (later known as the land of Sumer), there is no occupation until irrigation allows dry farming in
the area (about 5500). The earliest signs are found at Eridu,
situated some 320km SE from Baghdad
(levels XIX to XV), which gave its name to the culture of the area at the
time. The first buildings were probably temporary, as they left no trace, but
from then, architecture shows steady improvements: a shrine appears at level
XVI, replaced by another one, still simple but larger in size (the
improvements will be even more important with later cultures, see chapter 4).
The most
remarkable feature though is the pottery: well-tempered buff or reddish ware
painted in glossy black or dark brown, with shape showing similarities mainly
with Susiana (as well as the type of decoration),
but also with Samarra; even some “husking-trays”
have been found, a typical feature of Hassunah. All
this probably indicates that the early Eridu
culture finds its origins in Khuzistan, where it
developed before arriving already fully fledged in lower Mesopotamia. This is this
culture that will develop into Hajji Muhammad, which will spread all
over Sumer.
The most
representative site is that of Qal’at Hajji
Muhammad, although the best exemple of architecture
of this period can be found at Eridu, where the
temples will set the bases on which the all the later temples in Mesopotamia will be
developed. The economy is dominated by mixed farming. The pottery shows great
continuity, still in resemblance to that of Susiana, although the colors change from chocolate to green, mauve or
red. At Eridu, another style of pottery appears
alongside, that kown as ‘Ubaid
in the latest Hajji Muhammad levels (XIV-VIII). ‘Ubaid
clearly appears as a continuity to Hajji Muhammad.
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The most important deduction one can
make from this cultural development concerns the origins of the
Sumerians. They are formally
identified as such through the first appearance of literature in the
region. They were long believed to have arrived late from the highlands.
However, the architectural continuity from Eridu
until the Uruk period when Sumerians are first
identified as such shows that they were indeed the first settlers in south Mesopotamia, coming
down from the Zagros mountains once
mastering irrigation.
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The Iranian plateau
It is in
central Zagros that pottery seems to have been
first invented (about 6500), spreading then to Khuzistan
southwards and Jarmo northwards. On the east lies
the Iranian plateau. There are found cultures that may have been contemporary
with Hassunah and Samarra
(notably Sialk), but not much is known about them
outside pottery. A few rectangular houses were located at different levels at
Hajji Firuz that were dated between 5537 and
5132. The pottery itself was simple both in form (few different shapes) and
design (red or pink on cream, unsophisticated geometrical patterns).
The Dalme culture in the region of Urmia
shows great improvements in terms of patterns (although naturalistic ones are
still notably absent), but little in terms of architecture. It may well have
developed at the same time as Halaf (4210). It must
also be noted that unpainted ware decorated by impression of various objects
was found at the top levels of the Dalme culture’s
sites, and distributed in a wider area than its predecessor.
Another
culture developing in this area is the so-called Sialk
culture. Little is known in terms of architecture (probably similar to that
of late Hajji Firuz) and economy, although it seems
that it relied mainly on mixed farming. Metallurgy evidences are also found
in the first levels. The only well known feature- again- is pottery, which
was at first brown covered by a red or cream slip and with geometric
ornaments. During the second phase, naturalistic designs appear and the
quality improves greatly, and this continues during the phase after that,
contemporary with Ubaid and the Uruk.
Although much
remains to be discovered, it seems that the region has played an important
role in both Iraqi and Eastern Turkestan (Anau, see below) cultures.
Southern Turkestan
Delimited by
the Caspian Sea, the high ranges of mountains west and south and the Kara Kum desert, this is where Central Asia begins. The
developments until settled life are quite similar to what was described for
other Near East regions, with traces of Mesolithic and early Neolithic
cultures found in caves. From then, developments follow two different
courses: in Ashkhabad, farmers used pottery from the start, whereas east in Gar-i-Mar, there was first an aceramic
phase, followed by one which was marked both by pottery and mixed farming.
The incised pottery was probably influenced by that of Namazga
II (about 5300, contemporary with Halaf, see
below). One has to note that those technics, which
were imported from the West, have spread both east (Turkestan, Aral Sea) and west (SE Europe), thanks to trade (the exotic turquoise found at Ali-Kush by 6000).
The site for
the Jeitun culture lies 30km from Ashkhabad. The individual houses discovered there were square, with
plastered walls made of pisé, and adjoining storage
rooms. The economy was dominated by mixed farming and hunting (very few signs
of domestication), while the flint industry saw a lot of sickle blades, but
also microlithic elements derived from those used
by proto-neolithic hunters. Metal was unknown and
pottery simple.
Surprisingly
enough, the village’s plan is closer to those founds in SE Europe than Near
East, but outside that aspect, there are much similarities in the way the
houses are built and the forms of ware, yet with marked individuality.
The next step
of evolution appears at Anau Ia, but the only known feature is pottery that becomes richer in
terms of decoration. The successive phase, Anau Ib, has been renamed Namazga I,
where pottery shows great similarities to that of Central Iran (Sialk I 3-4) and, to a lesser degree, to Hassunah III-V and Samarra,
with the appearance of the first non-geometric patterns. Two more
particularities are wall-paintings found in shrines, with patterns ressembling those used in pottery, and clay figures of
Mother Goddess with white paint decoration.
From the Ashkhabad area, the population spread as far as the Göksür
oasis where the Dashliji site yields the best
architectural remains of that culture. Mud-bricks are used for the first
time, copper is found, domestication increases and textiles are painted.
Finally, the Namazga II culture appears, lasting one millennium
(5300-4300), and is divided into Early and Late Namazga
II, distinguished by different types of wares. From Early NII, the Göksür area will estranged itself from the Ashkhabad region, especially by using a less elaborate ware, the Yalangash ware (instead of the polychrome decoration and
new forms, like cups and necked jars found west). However, the architecture
of the oasis is quite remarkable, with settlements fortified by 0.5-1 m.
thick walls provided by round tower-like houses, probably serving as
dwellings. Party walls appear too, laying the bases for the future
multi-roomed houses.
The Göksür ware follows the Yalangash,
a bichrome (black-red) ware that now shows the
influence of western Namazga II in terms of
patterns and shapes, while west Namazga loses its
polychrome ware to adopt a brown-yellow one. Both regions witness the same
architectural developments, with now many-roomed houses along narrow streets,
and hearths placed in the center of the room (instead of being in the corner
as before).
Late Namazga II (contemporary with the end of Halaf) follow the same developments patterns as in the Near East, but with the
persistence of local traditions in both pottery and architecture, and that
will continue to be so during Namazga III and IV.
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